A Reconstructed Empiricist Interpretation
John Calvin opened his Institutes of the Christian Religion with the following thesis: Nearly all the wisdom we possess, that is to say, true and sound wisdom, consists in two parts: the knowledge of God and of ourselves . . .For quite clearly, the mighty gifts with which we are endowed are hardly from ourselves; indeed our very being is nothing but subsistence in the one God . . . Accordingly, the knowledge of ourselves not only arouses us to seek God, but also as it were, leads us by the hand to him. In the present essay we will reflect on Calvin's thesis within the context of contemporary philosophical understandings of the nature of self-knowledge. The issue of practical self knowledge is central to contemporary philosophy and the American empiricist tradition. Ernst Tugendhat recently explored the critical awareness of ourselves as moral agents in Martin Heidegger' existentialism and George Herbert Mead's pragmatic social phenomenology. We will relate the resulting account of self knowledge to an American empiricist account of the knowledge of God. We propose that an adequate account of self-knowledge cannot be framed in terms of society and nature, but must include the religious dimensions of experience. The affections of trust and loyalty which are ingredients of natural piety point beyond society and the natural world to an ultimate object of intention, which with Calvin we will recognize as nature in its fullest sense and acknowledge as God.
Part One: Knowledge of Self Heidegger and Mead offer constructive alternatives to this dead end of modern philosophy since they understand the self as a process of practical engagement in the world. They address the problem of self-knowledge in the practical form posed by the Delphic motto "Know Thyself." The person who truly knows herself knows who she wants to be and what she wants to do with her life. Tugendhat believes that a fully adequate account of self-knowledge must incorporate the complementary insights of Heidegger and Mead. For Heidegger, the self (Dasein) knows itself only as it relates itself to its very act of existence. In the affective mode of "care" the self chooses its own existence by freely and authentically deciding who it wants to be and what it wants to do. The self becomes authentic by setting itself over against others and asserting its independence of the social and even rational norms which others would use to constrain its decisions. The self defines itself in autonomous solitude, always retaining the freedom to step beyond social and rational norms. Tugendhat credits Heidegger with finding an essential aspect of the self in this mode of authentic decision whereby it relates to itself in terms of what it is to be. However, Heidegger disregards questions of truth and the process of reasoning which evaluates and justifies options. Authenticity divorced from normative rational processes of reflection will be either vacuous or arbitrary. A necessary corrective to Heidegger is found in Mead's account of the self in which society plays a constructive role. Mead describes the emergence of the self as a social and moral construction. The self is an internalized conversations in which one takes toward oneself the attitudes taken by others. Choices of what to be or to do can be evaluated by comparing the various perspectives which would be taken on the options. Society presents different social roles to the self which enables its deliberations to be guided by the norms of the community. The identity of the self, its choice of what sort of person it intends to be, is not determined in existential isolation but deliberating on what is presented by society. The self accepts or rejects the descriptions and norms of the community of which it is a member. While Heidegger is correct that the self must finally take responsibility for its decisions and choices, mead is also correct that those choices must take place within social and rational processes to which the self is responsible. Unfortunately, Mead's account falters at this point. On what grounds will the self critique the set of its communities roles, its norms and descriptions? Mead can only suggest that one can take the perspective of another community to acquire critical distance. Can the self find within its own individual being a standard to make decisions about what is morally better with respect to the communities in which it lives? Authentic participation in a community structured by norms and roles requires just such a standard. We propose that such a standard can be found within the individual and that the tradition of American empiricist moral philosophy has developed a way to identify that standard. The standard is found in what Aristotle called the character of the individual, the set of behavioral dispositions which organize, orient and motivate the self. We propose that a sense of piety toward nature as a whole, God, provides the means to overcome both subservient compliance to social roles and arbitrary willfulness in defying them. Character guided by natural piety, particularly by trust and loyalty, can enable one to be a critical participant in communal life. We now turn to thinkers in this American empiricist tradition for our contemporary reconstruction of the notion of the self. Part Two: Knowledge of God These American thinkers expand Mead's social account of the self to include a religious dimension. When we attend to this dimension we appreciate the microcosm of intimacy and the macrocosm of ultimacy which were neglected in Mead's social psychology. Investigating the relations of trust and loyalty that establish intimate relations leads to ultimate questions about the trustworthiness of that on which the self depends and the value of the causes to which it commits itself. A "thicker," more adequate description of the self cannot be attained without probing the depths and comprehensive context of social relations. Knowledge of the self and knowledge of the divine imply each other on a practical and affective level. God and the self are not known through introspection or abstraction. The two forms of knowledge imply each other because God and the self are intimately and ultimately related. The religious dimension has practical consequences for self-constitution because it
A. Organization of the Self: from Constriction to Expansion In late twentieth century America there is ample evidence of social fragmentation and the constriction of social sympathy. "Identity politics" encourages the self to find its meaning in the particularities of ethnic group, class, gender or sexual orientation rather than in shared values and processes. As common ground shrinks, a pluralistic society can deteriorate into an angry crowd. Identity politics creates closed societies organized around group preservation. The religious dimension challenges members of these enclaves to expand their concerns and loyalties. Identity politics breeds a defensiveness because others are valued only insofar as they resemble the self or can be enlisted as allies to the favored group. By contrast, expansive affections evoked by the religious dimension promote a community of universal intent which seeks the good of all. Persons, natural objects, the material world are valuable simply because they exist. At the beginnings of American philosophical thought, Jonathan Edwards graphically portrayed the tension between the parochial self and the expansive transformation effected by genuine religion. One need not concur with his mythology of the Fall to recognize the centripetal force in human concerns: Immediately upon the Fall the mind of man shrunk from its primitive greatness and extensiveness into an exceeding diminution and ...as soon as he transgressed, those nobler principles were immediately lost and all this excellent enlargedness of his soul was gone and he thenceforward shrunk into a little point circumscribed and closely shut up within itself to the exclusion of all others. Natural moral dynamics contract to the narrowness of self-interest when divorced from the attractive comprehensive environment which religion appreciates. Genuine religious transformation has the opposite, centrifugal effect since it restores "an excellent enlargement and extensiveness to the soul." Once people have been freed from obsessive concern over private interests, they can appreciate the goodness of God, nature and fellow humans for what they are. The self can begin to interact with them in a new way marked by appreciation and respect. From Edwards through the pragmatists the American self seems capable of transformation, even reinvention. The self does not so much have experiences as it is constituted by experience, deeply felt and adequately interpreted. New experiences break open the confines of the old self and yield a new self, as when Edwards sensed the beauty of God and William James, in the midst of depressive anomie, choose to act as if he were free. These transformations were not accomplished by self-determining, autonomous freedom. "Experience" is radically interactive in this American idiom. The self emerges in historical interaction which is shaped by the challenges of its environment and its practical responses. Openness to the possibilities of life's interactions depends upon the self's predominant affective dispositions. A defensive agent will tend to interpret life's challenges as threats. The resulting actions may be more appropriate to a sense of precarious existence than to what is actually going on. Affectivity feeds insight since the more expansive the interpreter's affections are the more comprehensive will be the framework in which possibilities are understood. Likewise, a more comprehensive framework of meaning will "put things in perspective" and encourage a more generous affective response. In these American thinkers the extension of affective scope makes possible a larger perspective of understanding. The transformation of the self does not come from assuming the standpoint of universal rationality but expanding the scope of the heart by the attraction of a goodness larger than the individual. This expansion for Edwards meant consenting to the beauty of finite realities in appreciation of their connection to the primary beauty of "Being itself." He contrasted a narrow self whose loyalties are limited to "private systems of being" with a self which endorses every value in relation to the full range of reality. For James, when one believes that God exists and makes claims, "the more imperative ideals now begin to speak with an altogether new objectivity and significance, and to utter the penetrating, shattering, tragically challenging note of appeal." John Dewey's commitment to egalitarian democracy was driven by the affection of socially inclusive sympathy and a sense of communion with the whole universe realized particularly in aesthetic experience. Openness to the religious dimension can prevent the self from constricting its sympathies and prematurely closing off challenges. By evoking an appreciation of a comprehensive community, it can prevent the agent from inflating finite goods into infinite importance. The primary function of the "sense of the divine," therefore, is not to prove the existence of a transcendent object but to provide experience with an ordering general environment which keeps it open, expansive, and reconciling. The centrifugal pull of the religious dimensions can counteract the perennial human tendency to self-absorption and conferring ultimate devotion on causes that are limited. This model of expansion of constricted experience through the recovery of the religious dimension recurs often in the subsequent American conversation from Edwards to H. Richard Niebuhr. B. Orientation: Natural Piety and the Unity of the Self This American approach portrays the self as engaged in the world, deriving integrity and meaning from interaction with others. These thinkers do not begin from an epistemological division between subject and object or between subject and world. Instead, Edwards' language of "consent" indicates an active engagement at the core of experience, a relation which is typical of American thinkers. It is an active agreement between the aspirations and projects of one portion of experience, the self, with other finite entities and with the most comprehensive, open context of experience. Later, John Dewey made experience the central term of his philosophy when he defined it as the process of transaction between the organism and its environment. For humans this transaction occurs principally through scientific reflection driven by practical aims and through democratic involvement in institutions motivated by social sympathy and justice. Selves are not constituted by reflex awareness but by loyalties, commitments, and actions that define the self's character through engagement with others. The project of self determination is disciplined by the potentials of the social and natural environment, unlike existentialism and deconstructionism where human decision and valuational engagement seem to occur in a vacuum. While Mead showed how social roles and standards construct the self, Edwards, Dewey and Niebuhr argue that the religious dimension and the affective dispositions which it evokes are equally important in constituting the self. Even John Dewey, the most secular of these thinkers, recognized the importance of the religious dimension for pragmatic engagement in the world and providing a sense of unity and integrity to the self. For Dewey the self finds direction by meeting the challenges of the immediate environment. At a deeper level it finds unity through engagement with general ideals. One of these ideals is expressed in the term "the universe," namely the holistic environment of all the conditions of action, the projected whole of which they are parts. The self requires some sense of a universal context of experience in order to achieve its own integrity: It is pertinent to note that the unification of the self through the ceaseless flux of what it does, suffers, and achieves, cannot be attained in terms of itself. The self is always directed toward something beyond itself, and so its unification depends upon the idea of integration of the shifting scenes of the world into that imaginative totality we call the Universe. Dewey was so convinced that the individual requires a sense "of an extensive and unifying whole" to demarcate personal experience that he believed a person would go insane without it. The integrity of the self depends upon a unique relation to the whole context of experience, a relation which bears rich affective import. Although Dewey would not hypostatize the ideal of a unified environment into a supernatural divine entity, he explored the affective relation under the rubric of "natural piety." As we shall see below, H. Richard Niebuhr singles out the affections of trust and loyalty in relation to God as constitutive elements of selfhood. The traditional theist gains a sense of personal uniqueness from relating to the one God; the unity of the individual correlates with the presence and calling of the One God. For Dewey the unity of the individual correlates with the unified attractive power of general ideals like truth and justice. Imagination naturally tends to unify these ideals into a single principle, just as it unifies personal experience into a whole and natural occurrences into a universe. The unity of ideals, their common power of attraction, forms the correlate for the unity of the individual self. Dewey used the term "natural piety" to refer to particular moral dispositions which are evoked by the lure of this unity of ideal ends. Natural piety is "the sense of the permanent and inevitable implication of man and nature in a common career and destiny." Although the union of ideals is imaginary, it has real effects because it elicits dispositions that sustain human commitments. Dewey believed that this naturalist conception of the divine would liberate the religious dimension inherent in all experience and perform all the practical functions which the concept of God formerly did. It would harmonize the self with the universe in a sense of dependence and support as well as marshall moral sympathy and commitment to improve the conditions of life. These dispositions will anchor the self in nature and sustain it affectively. Dewey agreed with Santayana that piety is "man's reverent attachment to the sources of his being and the steadying of his life by that attachment." Piety, which engenders a sense of gratitude and duty, is complemented by the more active dimension of "spirituality" which is more forward looking and includes "a devotion to ideal ends.". This piety is natural because it connects the self with nature, unlike militant atheism which depicts the individual as a Promethean character defying hostile nature. The religious dimension of experience, therefore, provides a basic affective orientation to the world and contributes to the unity of the self. Dewey might ask contemporary proponents of virtue ethics whether character can be explained by moral traditions alone. Does a more pervasive natural piety locate moral selfhood in relation to a larger framework of meaning? Some versions of environmental ethics have recently revived naturalism. Concentrating on the unity of the ecosystem, they tend to overlook the human species' particular challenge of achieving moral selfhood and unique capacity for ultimate questions. Although Dewey's naturalism acknowledged that the part depends upon the natural whole, it refused to confer quasi-divine status on nature itself. As an account of ultimacy, however, naturalism is problematic. If natural piety rests upon forces in nature and society that support human aspirations, they seem to lack the comprehensive character of the object of religious trust. If natural piety stems from a set of imagined ideals, it would leave the religious dimension without the natural grounding possessed by the moral and aesthetic dimensions of experience. In Experience and Nature Dewey held that moral and aesthetic traits of experience have their roots in nature and reflect nature as surely as do the mathematical models used in physical sciences. If these traits operate in experience, they cannot be subjective projections. To be a consistent empiricist Dewey should ask whether natural piety's trust and loyalty are also rooted in human experience and not products of the imagination alone. H. Richard Niebuhr pointed out the constricted range of Dewey's naturalism: "Being is greater in extent than nature as is indicated by the place naturalism must accord to ideals that attract and compel men, which, it believes, somehow emerge out of nature yet are not actual in it." In effect, Niebuhr retrieves Calvin's more comprehensive notion of nature to challenge Dewey. Nature is not finally the context that serves human purposes but "the ultimate environment" that evokes a piety which challenges the tendency to make human aims central to the universe. C. Motivation: Trust, Loyalty and the Emergence of the Self 1. Trust and Loyalty in Intimate Interaction We rely on these other persons in terms of some specific values. They are explicitly or implicitly committed to something we also value and which stands beyond our specific relation: fidelity in marriage, honesty in speech, or justice in society. Josiah Royce was accurate to describe the basic human relation as triadic. The self is related to the other in terms of some common interest or cause. Every "I-Thou" relation requires an "It" beyond the two persons. Intimacy withers when it lacks some purpose beyond the immediate delight of the lovers. If they resist the common future to which love is drawing them, they undermine their present. Friends have certain aspirations and interests in common; they are responsible to each other in relation to common interests, from sports to politics to work. Loyalty to some common interest shapes the trust of the I and Thou. It makes them dependable and accountable to each other. The immature individual wants others to be dependable without the responsibilities of being loyal to them. Loyalty to a cause matures the individual into a self. Personal integrity is established over time by commitment to a cause larger than the individual because devotion to a cause unifies disparate personal drives into a self. At the same time this commitment brings accountability to others who share devotion to the same cause. Accountable to others, I become responsible to myself. Intimacy feeds sociality and social bonds make intimacy substantial. They convey criteria which guide responsible choice and action. The self makes choices not only out of authenticity to itself but also out of responsibility to other persons and loyalty to shared values which it has deliberately embraced. The individual attains a distinctive character by making and keeping promises. Promises coalesce the agent's transient experiences into the personal consistency of selfhood. They also forge the links to others which stabilize personal identity. The self is a moral construction because it comes into being by forging moral bonds of trust and loyalty, reliability and fidelity. Commitments to others extend personal consistency over time because they state that we will be reliable then as now. Niebuhr wrote that the self emerges from the exercise of human faith which underlie all social interaction. "Without interpersonal existence of which faith--as exercised in the reciprocities of believing, trusting, and being loyal--is the bond, there might indeed be experience from given moment to given moment but the continuity of the self in its experience would be hard to define, if such continuity would be thinkable." Loyalty and trust also undergird the process by which discrete experiences are integrated into the story of one self over time. They unify the work of memory and interpretation. The attitude of trust arises from a positive relation to one's past and the attitude of loyalty and fidelity directs the self to a worthwhile future in continuity with who one has been pledged to be. Broken promises and betrayed causes attack the very integrity of the self and defy any piecemeal, pragmatic remedies. Unlike the naturalists, Niebuhr explored the existential crises of mistrust and betrayed faith to unearth their religious depths. 2. Trust and Loyalty in Ultimate Interaction "Why is there something rather than nothing?" is not a question that can be silenced by pointing to Darwin's account of evolution. While evolution and other natural processes can explain certain characteristics of the individual, they cannot account for the existence of the self since selfhood arises from personal relations. "Why am I?" and "Why am I this I and not another?" pose the question of existential finitude on a more personal level. Examining the self's relation to society, humanity or nature cannot answer these questions; they point to a more comprehensive environment. Limiting the scope of meaning to anything less than the ultimate context of being itself makes it impossible to answer these existential questions or to heal the anxiety and despair caused by ignoring them. Loyalty, the second constituent of the self's integrity, also depends on a context that is more comprehensive than society or nature. If the self is constituted by its relations to other persons, groups, projects and purposes, how can it be a single self? Multiple social roles and accountability to many diverse "others" tend to produce multiple selves, a different persona for each constituency. Niebuhr detected a fundamental human flaw in the pursuit of integrity from sources that cannot provide it. Although we seek a sense of identity from the nation, the scientific community or democracy, they can provide only a provisional identity since they engage only part of the self. In addition, when we find our meaning exclusively in terms of a finite community, we become defensive about rival communities. This misplaced devotion leads to the constriction of heart described above. Making any finite community the point of reference for value and meaning mistakes a limited scope of reality for reality itself. In Edwards' language it is consenting to "a limited system of being" as if it were the whole of reality. Loyalty which fails to be sufficiently inclusive eventually becomes exclusive. Militant nationalism, racism, and a host of other "evil imaginations of the heart" proceed from defensive loyalties. If human action and discourse are to be kept open, moral consent needs to extend beyond any finite community to a community that includes all that exists. The interpersonal dynamics of trust and loyalty which generate consistency in the self extend from finite relations to an ultimate Other for whom all that exists is valuable simply because it exists. Ultimacy here does not refer to an end-state, that terminal condition of resolution and rest which the naturalists considered a distraction to the practical efforts of humans. Ultimacy signifies for Niebuhr a regulative concept which prevents one from making the relative absolute or conferring infinite devotion upon finite purposes. He criticized the naturalists for putting ultimate confidence in scientific progress and democracy as absolute arbiters of meaning and for making the human species the center of the universe. When pragmatism construes the world anthropocentrically and human purposes are assumed to be final this does violence to the organic balance of the natural environment. Niebuhr's theology of "radical monotheism" reflects the Edwardsean vision of a sovereign God. Both insist that the part--events, agents, commitments, causes, institutions and societies- make sense only in respect to the whole--the comprehensive interaction of humans with all reality. When we confer ultimate loyalty upon finite objects, it leads to the fatal parochialism which he described in a blend of Edwards and Henri Bergson: "Responsive and responsible to each other in our closed societies, we are irresponsible in the larger world that includes us all..." This moral parochialism lies at the root of the closed worlds of discourse which frustrate the search for meaning. Driven by a hermeneutics of suspicion about every position except their own, closed communities thrive on ideology. In order to prevent arbitrary cloture on the process of discourse, the self needs to locate itself in a community of universal intent. Such a community becomes possible when others are valued not in relation to private interest or group interest but to God who is the source of both being and value. The value of all existents comes from their existence since they are all valuable to the ultimate Center of Value. 3. From Horizon to Presence How does this possibility of allegiance to a community of universal intent enter into experience? What invites us towards universal discourse and a comprehensive community? This American religious perspective points to the experience of disclosure to account for the attractive power of these ideals, an attraction which leads to participation and moral responsibility. We do not think our way into this presence; it occurs as the gift of an Other. The divided self cannot be healed by an idea of unity or a theory of faithfulness. What is needed is for an Other to disclose its covenant fidelity to the self. This renewal of faith does not come from logical inference but from an event of disclosure that enables the self to respond with radical trust and genuine loyalty. "We sought a good to love and were found by a good that loved us." Knowledge of the self arises from being known and valued by the Other; knowledge of God arises in this gift through the self's dispositional response to this Other. H. Richard Niebuhr, like Jonathan Edwards, believed that the attractive possibility of a "life aspiring toward and impelled by an infinite purpose" was disclosed in experience. The religious dimension opens up through an act of divine self-disclosure is called "revelation" because it unveils a pervasive presence which was obscurely realized before. The healing of fragmented faith comes from One who enters into interaction with selves by demonstrating its trustworthiness and disclosing its cause. This event is a gift which evokes gratitude, confidence in the source of the self's existence, and fidelity to the cause of the One who has shown itself loyal to the self. Revelation of this Other decenters the self and revolutionizes morality: This event of disclosure of One who values the self stands in marked contrast to the divine of Dewey's Common Faith. God is not a term for all that humans value, but the One who values humans and all being. Because the divine in Dewey functions only to conserve human ideals it is inevitably anthropocentric. Such an ideal would resist moral innovation since it canonizes the values of a given era as the ideals behind the universe. If the divine is an instrument, those values are the true absolutes. The divine in Niebuhr's thought does not principally function to support human values. Faith demands moral expression because loyalty is inseparable from trust. In responding to the Center of Value we must also respond to all that is genuinely worthwhile. However, faith like friendship has value in itself which is undermined when it is made an instrument of something else. Conclusion Social roles, however, are not the only source of moral consistency for the self. The most crucial dispositions for self-constitution, trust and loyalty, point beyond society and nature. The self is constituted by interaction with an environment that does not stop at the boundaries of nature. The intimate and ultimate reaches of experience converge in the engagement of God with the self. This American perspective holds that we cannot understand the microcosm of intimacy or the macrocosm of ultimacy without referring to the meaning disclosed in the religious dimension. |